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    STEM   US85859N1028

STEM, INC.

(STEM)
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STEM : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K/A)

05/17/2021 | 07:22am EDT

Item 2.02. Results of Operations and Financial Condition.


This Amendment No. 1 includes (i) the unaudited condensed consolidated financial
statements of Stem as of March 31, 2021 and for the three months ended March 31,
2021 and 2020, (ii) Stem's Management's Discussion and Analysis of Financial
Condition and Results of Operations for the three months ended March 31, 2021
and 2020, and (iii) the unaudited pro forma condensed combined financial
information of STPK and Stem as of and for the three months ended March 31,
2021.

The information set forth under Item 9.01 of this Current Report on Form 8-K is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(a) Financial Statements.


The unaudited condensed consolidated financial statements of Stem as of March
31, 2021 and for the three months ended March 31, 2021 and 2020, and the related
notes thereto are attached as Exhibit 99.1 and are incorporated herein by
reference. Also included as Exhibit 99.2 and incorporated herein by reference is
the Management's Discussion and Analysis of Financial Condition and Results of
Operations of Stem for the three months ended March 31, 2021 and 2020.

(b) Pro forma financial information.


The unaudited pro forma condensed combined financial information of STPK and
Stem as of March 31, 2021, and for the three months ended March 31, 2021 and for
the year ended December 31, 2020, and the related notes thereto are attached as
Exhibit 99.3 and are incorporated herein by reference.

                                       2

--------------------------------------------------------------------------------

(d) Exhibits.

                                 Exhibit Index
Exhibit No.           Description
99.1                    Unaudited condensed consolidated financial 

statements of Stem as of March 31,

                      2021, and for the three months ended March 31, 2021 and 2020  .
99.2                    Management's Discussion and Analysis of Financial 

Condition and Results of

                      Operations of S    tem.
99.3                    Unaudited pro forma condensed combined financial 

information.

99.6                    Press Release, dated May 1    7    , 2021, 

reporting Stem's financial results

                      for the first quarter ended March 31, 2021.

© Edgar Online, source Glimpses

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