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CATERPILLAR INC.

(CAT)
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Caterpillar Inc. : Files Form 8-K Earnings Release and Retail Statistics FQE 30 June 2021

07/30/2021 | 09:03am EDT
Caterpillar Inc. 
Caterpillar Inc.: Files Form 8-K Earnings Release and Retail Statistics FQE 30 June 2021 
30-Juil-2021 / 15:02 CET/CEST 
Information réglementaire transmise par EQS Group. 
Le contenu de ce communiqué est de la responsabilité de l'émetteur. 
=---------------------------------------------------------------------------------------------------------------------- 
UNITED STATES 
SECURITIES AND EXCHANGE COMMISSION 
Washington, D.C.  20549 
 
                                                   FORM       8-K 
Current Report 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 
 
Date of Report (Date of earliest event reported):                      July 30, 2021 
CATERPILLAR INC. 
(Exact name of registrant as specified in its charter) 
Delaware                                        1-768                     37-0602744 
(State or other jurisdiction of incorporation)   (Commission File Number)  (I.R.S Employer Identification No.) 
                510 Lake Cook Road,     Suite 100,  Deerfield, Illinois 60015 
                (Address of principal executive offices)                (Zip Code) 
Registrant's telephone number, including area code: (224)      551-4000 
Former name or former address, if changed since last report:   N/A 
 
                                   ?     Written communications pursuant to Rule 425 under the Securities Act 
                                         (17 CFR 230.425) 
 
                                   ?     Soliciting material pursuant to Rule 14a-12 under the Exchange Act 
                                         (17 CFR 240.14a-12) 
 
                                   ?     Pre-commencement communications pursuant to Rule 14d-2(b) under the 
                                         Exchange Act (17 CFR 240.14d-2(b)) 
 
                                   ?     Pre-commencement communications pursuant to Rule 13e-4(c) under the 
                                         Exchange Act (17 CFR 240.13e-4(c)) 
 
Securities registered pursuant to Section 12(b) of the Act: 
 
 
Title of each class                          Trading Symbol (s)                                Name of each exchange 
                                                                                               which registered 
Common Stock (USD1.00 par value)               CAT                                               The New York Stock 
                                                                                               Exchange 
8% Debentures due February 15, 2023          CAT23                                             The New York Stock 
                                                                                               Exchange 
5.3% Debentures due September 15, 2035       CAT35                                             The New York Stock 
                                                                                               Exchange 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing 
obligation of the registrant under any of the following provisions: 
Indicate by check mark whether the registrant is an emerging growth company as defined by Rule 405 of the Securities 
Act of 
1933 (17 CFR §230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2 
of this chapter). 
Emerging growth company                                                                                ? 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended 
transition period 
for complying with any new or revised financial accounting standards provided pursuant to Section 13   ? 
(a) of the Exchange Act. 
 

Item 2.02. Results of Operations and Financial Condition.

On July 30, 2021, Caterpillar Inc. issued a press release reporting its financial results for the quarter ended June 30, 2021. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated into this Item 2.02 by reference.

Item 7.01. Regulation FD Disclosure.

Caterpillar Inc. is furnishing supplemental information concerning (i) retail sales of machines to end users and (ii) retail sales of power systems (including reciprocating and turbine engines and locomotives) to end users and Original Equipment Manufacturers ("OEMs"). This supplemental information is attached hereto as Exhibit 99.2 and incorporated into this Item 7.01 by reference.

The information in this Current Report on Form 8-K, including Exhibit 99.1, is being furnished in accordance with the provisions of General Instruction B.2 of Form 8-K.

Item 9.01. Financial Statements and Exhibits.

              (d) Exhibits: 
                  The following is furnished as an exhibit to this report: 
                  99.1 Caterpillar Inc. press release dated July 30, 2021 
                  99.2 Retail Statistics 
                  104  The cover page from this Current Report on Form 8-K, formatted in Inline XBRL. 
 SIGNATURES 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be 
signed on its behalf by the undersigned hereunto duly authorized. 
 
                            CATERPILLAR INC. 
 
 
July 30, 2021               By:     /s/ Suzette M. Long 
                                    Suzette M. Long 
 
                                    Chief Legal Officer and General Counsel 
 ----------------------------------------------------------------------------------------------------------------------- Fichier PDF dépôt réglementaire Document : Caterpillar Inc.: Files Form 8-K Earnings Release and Retail Statistics FQE 30 June 2021 
=------------------------------------------------------------------------------ 
Langue :          Français 
Entreprise :      Caterpillar Inc. 
                  510 Lake Cook Road, Suite 100 
                  60015 Deerfield, Illinois 
                  États-Unis 
Téléphone :       224-551-4000 
Internet :        www.caterpillar.com 
ISIN :            US1491231015 
Ticker Euronext : CATR 
Catégorie AMF :   Informations privilégiées / Communiqué sur comptes, résultats 
EQS News ID :     1223084 
 
Fin du communiqué  EQS News-Service 
=------------------------------------------------------------------------------------ 

1223084 30-Juil-2021 CET/CEST

 
Bildlink: 
https://eqs-cockpit.com/cgi-bin/fncls.ssp?fn=show_t_gif&application_id=1223084&application_name=news 
 

(END) Dow Jones Newswires

July 30, 2021 09:02 ET (13:02 GMT)

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Financials (USD)
Sales 2021 50 491 M - -
Net income 2021 5 369 M - -
Net Debt 2021 25 619 M - -
P/E ratio 2021 19,6x
Yield 2021 2,25%
Capitalization 104 B 104 B -
EV / Sales 2021 2,58x
EV / Sales 2022 2,31x
Nbr of Employees 97 300
Free-Float 67,1%
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Caterpillar Inc. Technical Analysis Chart | CAT | US1491231015 | MarketScreener
Technical analysis trends CATERPILLAR INC.
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Mean consensus OUTPERFORM
Number of Analysts 27
Last Close Price 190,82 $
Average target price 233,47 $
Spread / Average Target 22,4%
EPS Revisions
Managers and Directors
Donald James Umpleby Chairman & Chief Executive Officer
Andrew Robert John Bonfield Chief Financial Officer
Karl E. Weiss Chief Technology Officer
Jamie Engstrom Chief Information Officer & Vice president
Eric A. Braun Chief Compliance Officer