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BROADRIDGE FINANCIAL SOLUTIONS, INC. : Regulation FD Disclosure, Financial Statements and Exhibits (form 8-K)

05/24/2021 | 01:27pm EDT

Item 7.01. Regulation FD Disclosure.

On May 24, 2021, Broadridge Financial Solutions, Inc. (the "Company") posted the
Fourth Quarter of Fiscal Year 2021 Investor Presentation (the "Investor
Presentation") on its website at
www.broadridge-ir.com. On May 25, 2021, the Company will participate at the J.P.
Morgan 49th Annual Global Technology, Media and Communications Conference. The
materials posted on the website and to be presented are attached as Exhibit 99.1
and are incorporated herein by reference.

The information furnished pursuant to Items 7.01 and 9.01, including Exhibit 99.1, shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities under that Section, and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933, as amended, or the Exchange Act.

Forward-Looking Statements

This Current Report on Form 8-K may contain "forward-looking statements" within the meaning of the Private Securities Litigation Reform Act of 1995. Statements that are not historical in nature, and which may be identified by the use of words such as "expects," "assumes," "projects," "anticipates," "estimates," "we believe," "could be" and other words of similar meaning, are forward-looking statements. These risks and uncertainties include those risk factors discussed in Part I, "Item 1A. Risk Factors" of our Annual Report on Form 10-K for the fiscal year ended June 30, 2020 (the "2020 Annual Report"), as they may be updated in any future reports filed with the Securities and Exchange Commission. All forward-looking statements speak only as of the date of this 8-K and are expressly qualified in their entirety by reference to the factors discussed in the 2020 Annual Report. These statements are based on management's expectations and assumptions and are subject to risks and uncertainties that may cause actual results to differ materially from those expressed.

Factors that could cause actual results to differ materially from those contemplated by the forward-looking statements include:

•the potential impact and effects of the Covid-19 pandemic ("Covid-19") on the
business of Broadridge, Broadridge's results of operations and financial
performance, any measures Broadridge has and may take in response to Covid-19
and any expectations Broadridge may have with respect thereto;
•the success of Broadridge in retaining and selling additional services to its
existing clients and in obtaining new clients;
•Broadridge's reliance on a relatively small number of clients, the continued
financial health of those clients, and the continued use by such clients of
Broadridge's services with favorable pricing terms;
•a material security breach or cybersecurity attack affecting the information of
Broadridge's clients;
•changes in laws and regulations affecting Broadridge's clients or the services
provided by Broadridge;
•declines in participation and activity in the securities markets;
•the failure of Broadridge's key service providers to provide the anticipated
levels of service;
•a disaster or other significant slowdown or failure of Broadridge's systems or
error in the performance of Broadridge's services;
•overall market and economic conditions and their impact on the securities
•Broadridge's failure to keep pace with changes in technology and the demands of
its clients;
•Broadridge's ability to attract and retain key personnel;
•the impact of new acquisitions and divestitures; and
•competitive conditions.

There may be other factors that may cause our actual results to differ materially from the forward-looking statements. Our actual results, performance or achievements could differ materially from those expressed in, or implied by, the forward-looking statements. We can give no assurances that any of the events anticipated by the forward-looking statements will occur or, if any of them do, what impact they will have on our results of operations and financial condition. You should carefully read the factors described in the "Risk Factors" section of the 2020


Annual Report for a description of certain risks that could, among other things, cause our actual results to differ from these forward-looking statements.

Item 9.01.     Financial Statements and Exhibits.

(d) Exhibits.
Exhibit No.                 Description
        99.1                  Broadridge Financial Solutions, Inc.May 2021 Investor Presentation.

         104                Cover Page Interactive Data File - the cover page XBRL tags are embedded
                            within the Inline XBRL document.


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