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MarketScreener Homepage  >  Equities  >  Australian Stock Exchange  >  Resolute Mining Limited    RSG   AU000000RSG6

RESOLUTE MINING LIMITED

(RSG)
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Resolute Mining : Becoming a substantial holder from MUFG

11/10/2020 | 12:23pm EST

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To: Company Name/Scheme:

ACN/ARSN:

1. Details of substantial holder

Name

The holder became a substantial holder on:

The holder became aware on:

2. Details of voting power

Resolute Mining Limited

097 088 689

Mitsubishi UFJ Financial Group, Inc.

5 November 2020

9 November 2020

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

Class of securities

Number of securities

Person's votes

Voting power (%)

Fully Paid ordinary shares

55,521,776

55,521,776

5.03

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial

holder became a substantial holder are as follows:

Holder of relevant interest

Nature of relevant interest

Class and number of securities

Relevant interest in securities that Morgan Stanley

has a relevant interest in under section 608(3) of

Mitsubishi UFJ Financial Group, Inc.

the Corporations Act as Mitsubishi UFJ Financial

43,003,668 Fully paid ordinary shares

Group, Inc. has voting power of over 20% in

Morgan Stanley.

Relevant interest in securities that Morgan Stanley

has a relevant interest in under section 608(3) of

Mitsubishi UFJ Financial Group, Inc.

the Corporations Act as Mitsubishi UFJ Financial

392,930 Fully paid ordinary shares

Group, Inc. has voting power of over 20% in

Morgan Stanley.

Relevant interest in securities that Morgan Stanley

has a relevant interest in under section 608(3) of

Mitsubishi UFJ Financial Group, Inc.

the Corporations Act as Mitsubishi UFJ Financial

15,541 Fully paid ordinary shares

Group, Inc. has voting power of over 20% in

Morgan Stanley.

Relevant interest in securities that Morgan Stanley

has a relevant interest in under section 608(3) of

Mitsubishi UFJ Financial Group, Inc.

the Corporations Act as Mitsubishi UFJ Financial

2,836,092 Fully paid ordinary shares

Group, Inc. has voting power of over 20% in

Morgan Stanley.

Relevant interest in securities that Morgan Stanley

has a relevant interest in under section 608(3) of

Mitsubishi UFJ Financial Group, Inc.

the Corporations Act as Mitsubishi UFJ Financial

4,303 Fully paid ordinary shares

Group, Inc. has voting power of over 20% in

Morgan Stanley.

Relevant interest in securities that First Sentier

Investors Holdings Pty Limited has a relevant

interest in under section 608(3) of the Corporations

Mitsubishi UFJ Financial Group, Inc.

Act as Mitsubishi UFJ Financial Group, Inc. has

9,269,242 Fully paid ordinary shares

voting power of 100% in First Sentier Investors

Holdings Pty Limited.

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant

Registered holder of

Person entitled to be

Class and number of securities

interest

securities

registered as holder

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees

Not Applicable

4,303

Fully paid ordinary

(Australia) Limited

shares

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees

Not Applicable

43,396,598

Fully paid ordinary

(Australia) Limited

shares

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees

Not Applicable

15,541

Fully paid ordinary

(Australia) Limited

shares

Mitsubishi UFJ Financial Group, Inc.

Morgan Stanley Australia

Not Applicable

2,836,092

Fully paid ordinary

Securities (Nominee) Pty Limited

shares

Mitsubishi UFJ Financial Group, Inc.

Citibank N A Hong Kong

Not Applicable

5,685,555

Fully paid ordinary

shares

Mitsubishi UFJ Financial Group, Inc.

National Custodial Services

Not Applicable

1,024,513

Fully paid ordinary

shares

Mitsubishi UFJ Financial Group, Inc.

Citicorp Nominees Pty Limited

Not Applicable

2,559,174

Fully paid ordinary

(Australia)

shares

Page 1

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant

Date of acquisition

Consideration

Class and number of securities

interest

Cash

Non-cash

See annexure B to this notice

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)

Nature of association

See annexure A to this notice

Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of

the Corporations Act

7. Addresses

The addresses of persons named in this form are as follows:

Name

Address

Mitsubishi UFJ Financial Group, Inc.

2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

8. Signature

Kenji Takase

Authorised signatory

Dated 10 November 2020

Page 2

Annexure A

This is annexure A of 5 pages referred to in Form 603, Notice of initial substantial holder dated 10 November 2020

Kenji Takase Authorised signatory

Dated 10 November 2020

SCHEDULE

MUFG Bank, Ltd.

Mitsubishi UFJ Trust and Banking Corporation

Mitsubishi UFJ Securities Holdings Co., Ltd.

MU Business Engineering, Ltd.

The Mitsubishi UFJ Factors Limited

Mitsubishi UFJ Jinji Service Co., Ltd.

MU Techno-service Co., Ltd.

Tokyo Credit Service, Ltd.

Tokyo Associates Finance Corp.

MU Business Service Co., Ltd.

Mitsubishi UFJ Loan Business Co.,Ltd.

Mitsubishi UFJ Information Technology, Ltd.

MU Center Service Tokyo Co., Ltd.

MU Center Service Nagoya Co., Ltd.

MU Center Service Osaka Co., Ltd.

MU Business Aid Co., Ltd.

MU Property Reserch Company Limited

Mitsubishi UFJ Home Loan CREDIT CO., LTD.

The Diamond Home Credit Company Limited

Mitsubishi UFJ Reserch & Consulting Co., Ltd.

MU Frontier Servicer Co., Ltd.

Otemachi Guarantee Co., Ltd.

GD Holdings Company Limited

MU Loan Administration Support Co., Ltd.

MU Communications Co.,Ltd.

Japan Electronic Monetary Claim Organization

MU Business Partner Co., Ltd.

MUT Business Outsourcing Co., Ltd.

Mezzanine Solution II Limited Partnership

Mezzanine Solution III Limited Partnership

Mitsubishi UFJ Capital Co., Ltd.

Mitsubishi UFJ Capital , Limited Partnership

Mitsubishi UFJ Capital , Limited Partnership

Mitsubishi UFJ Capital , Limited Partnership

Mitsubishi UFJ Capital , Limited Partnership

Mitsubishi UFJ Capital , Limited Partnership

Mitsubishi UFJ Life Science 1, Limited Partnership

Mitsubishi UFJ Life Science 2, Limited Partnership

Tohoku Senary Industry Support, Limited Partnership

OiDE Fund Investment Limited Partnership

Mitsubishi UFJ Personal Financial Advisers Co., Ltd.

Mitsubishi UFJ Financial Partners Co.,Ltd.

The Mitsubishi Asset Brains Company, Limited

BOT Lease Co., Ltd.

The Chukyo Bank, Ltd.

Nippon Mutual Housing Loan Co., Ltd.

JM Real Estate Co., Ltd.

Jibun Bank Corporation

JACCS CO.,LTD.

JALCARD Inc.

Yume Shokei Fund No.2

Yume Shokei Fund No.3

Marunouchi Capital Fund II Limited Partnership

MUTrust Sougou Kanri Co., Ltd.

Mitsubishi UFJ Trust Business Co., Ltd.

Ryoshin Data Co., Ltd.

Mitsubishi UFJ Trust Systems Co., Ltd.

Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.

Mitsubishi UFJ Trust Hosyo Co., Ltd.

MUTrustApple Planning Company, Ltd.

Mitsubishi UFJ Real Estate Services Co., Ltd.

Mitsubishi UFJ Daiko Business Co., Ltd.

Page 1

The Master Trust Bank of Japan, Ltd. MU Investments Co., Ltd.

Japan Shareholder Services Ltd.

Mitsubishi UFJ Kokusai Asset Management Co., Ltd. Tokumei-Kumiai (CPI)

Tokumei-Kumiai (GII) Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO) Tokumei-Kumiai (MEET) Tokumei-Kumiai (FIELD)

Ippan Shadan Houjin Leone

Jointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd.

Tokumei-Kumiai (RICE) TOKKINGAI (Fund Number.900338) TOKKINGAI (Fund Number.900327) TOKKINGAI (Fund Number.900344) AMP Capital Investors KK

MM Partnership

MUS Information Systems Co., Ltd. MUS Business Service Co., Ltd.

Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd. kabu.com Securities Co., Ltd.

Morgan Stanley MUFG Securities Co., Ltd. Mitsubishi UFJ NICOS Co., Ltd.

Card Business Service Co.,Ltd.

MU NICOS Business Service Co., Ltd. MU NICOS Credit Co.,Ltd.

Ryoshin DC Card Company Ltd. JMS Co., Ltd.

Paygent Co., Ltd.

JA Card Co., Ltd

ACOM CO., LTD.

IR Loan Servicing, Inc.

MU Credit Guarantee Co., Ltd. Japan Digital Design, Inc. Crowd Money Inc.

MUMEC Visionary Design, Ltd. Global Open Network, Inc. Global Open Network Japan, Inc. MUFG Innovation Partners Co., Ltd.

MUFG Innovation Partners No.1 Investment Partnership Mitsubishi Research Institute DCS Co.,Ltd.

HR Solution DCS Co.,Ltd.

Mitsubishi UFJ Lease & Finance Company Limited Hitachi Capital Corporation

Nihombashi TG Jigyo Kyodo Kumiai

NIHOMBASHI TG SERVICE CO., LTD.

SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd.

Nippon Record Keeping Network Co., Ltd. Banco MUFG Brasil S.A.

9808680 Canada Inc.

BTMU (Curacao) Holdings N.V. MUFG Bank (Europe) N.V.

MUFG Business Services (Holland) B.V. MUFG Funding (UK) Limited

MUFG Europe Lease (Deutschland) GmbH MUFG Bank (Malaysia) Berhad

MUFG North America International, Inc. MUFG Bank Mexico, S.A.

MUFG Nominees (HK) Limited

MUFG Nominees (UK) Limited

MUFG Americas Holdings Corporation MUFG Union Bank, N.A.

Union Bank of California Leasing, Inc. UBOC Community Development Corporation UnionBanc Investment Services, LLC Bankers Commercial Corporation UnionBanCal Equities, Inc.

UnionBanCal Leasing Corporation

UnionBanCal Mortgage Corporation Mills-Ralston, Inc.

HighMark Capital Management, Inc. BCC OX I, Inc.

BCC OX II, Inc.

SEMA OP9 LLC

SEMA OP8 LLC MORGANTOWN OL6 LLC MORGANTOWN OL7 LLC MORGANTOWN OL5 LLC DICKERSON OL4 LLC

Page 2

This is an excerpt of the original content. To continue reading it, access the original document here.

Disclaimer

Resolute Mining Limited published this content on 10 November 2020 and is solely responsible for the information contained therein. Distributed by Public, unedited and unaltered, on 10 November 2020 17:22:04 UTC


© Publicnow 2020
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